506(b) Offerings

Required documentation that will be asked during the subscription process for 506(b) offerings.

US Individual Investors

Repool Requirements: Personal ID (Driver’s license or passport)

Parallel Markets Enhanced KYC Requirements: N/A

Non-US Individual Investors

Repool Requirements: Personal ID (Driver’s license or passport)

Parallel Markets Enhanced KYC Required Docs: Passport

Parallel Markets Enhanced KYC Additional Questions: Basic contact information, DOB, marital status, country of citizenship, mailing & permanent addresses, & tax ID number.

Entity Investors

Repool Requirements: Copy of trust deed, declaration or equivalent (Trusts) or certificate of incorporation/formation (Non-trust entities).

Parallel Markets Enhanced KYC Required Docs: Trust instrument or certificate of incorporation.

Parallel Markets Enhanced KYC Additional Questions: Control person of entity, official title of entity, & control persons owning >25% of Entity. For control persons: basic contact information, DOB, marital status, country of citizenship, mailing & permanent addresses, & tax ID number.

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